南方医科大学学报 ›› 2026, Vol. 46 ›› Issue (7): 1660-1670.doi: 10.12122/j.issn.1673-4254.2026.07.19
• • 上一篇
陈萌萌1(
), 郭润芳4, 赵文洁4, 王咏琪1, 左芦根2,3, 刘牧林2(
), 李彬1,4,5(
)
收稿日期:2025-12-17
出版日期:2026-07-20
发布日期:2026-07-20
通讯作者:
刘牧林,李彬
E-mail:20231002151@stu.bbmu.edu.cn;liumulin66@aliyun.com;libin@bbmu.edu.cn
作者简介:陈萌萌,在读硕士研究生,E-mail: 20231002151@stu.bbmu.edu.cn
基金资助:
Mengmeng CHEN1(
), Runfang GUO4, Wenjie ZHAO4, Yongqi WANG1, Lugen ZUO2,3, Mulin LIU2(
), Bin LI1,4,5(
)
Received:2025-12-17
Online:2026-07-20
Published:2026-07-20
Contact:
Mulin LIU, Bin LI
E-mail:20231002151@stu.bbmu.edu.cn;liumulin66@aliyun.com;libin@bbmu.edu.cn
摘要:
目的 通过机器学习算法研究消化道恶性肿瘤患者在临床诊疗过程中伴发焦虑情绪的相关危险因素。 方法 收集2022年11月~2023年4月蚌埠医科大学第一附属医院280例消化道恶性肿瘤患者数据,并于2024年11月至2025年4月对数据进行再分析,依据医院焦虑抑郁量表将焦虑分量表评分≥8分的患者纳入焦虑组,<8分纳入非焦虑组;采用逻辑回归、决策树、随机森林、K-近邻、支持向量机、轻量梯度提升机6种机器学习算法预测焦虑情绪,比较各模型性能指标,并根据最优模型的特征重要性排序及SHAP分析结果,分析焦虑情绪影响因素。 结果 在预测消化道恶性肿瘤患者焦虑情绪的6种机器学习算法中,随机森林模型表现最优,其准确率为0.73、精确率为0.48、召回率为0.86、特异度为0.69、F1-Score为0.62、ROC曲线下面积为0.85,优于其他算法,对消化道恶性肿瘤患者焦虑情绪的识别分类更精准。根据最优模型的特征重要性排序,影响患者焦虑情绪的前10位关键因素依次为总胆固醇(0.0406)、性别(0.0224)、白蛋白(0.0157)、血小板计数(0.0152)、白细胞计数(0.0121)、视黄醇结合蛋白(0.0116)、总蛋白(0.0115)、BMI(0.0098)、C反应蛋白(0.0096)、血小板分布宽度(0.0095)。 结论 随机森林模型为消化道恶性肿瘤患者焦虑情绪提供了较好的预测性能及关键因素筛选,为临床医生早期识别与干预提供辅助决策。
陈萌萌, 郭润芳, 赵文洁, 王咏琪, 左芦根, 刘牧林, 李彬. 多维特征下的消化道恶性肿瘤患者焦虑情绪识别模型构建:基于多种可解释性机器学习算法[J]. 南方医科大学学报, 2026, 46(7): 1660-1670.
Mengmeng CHEN, Runfang GUO, Wenjie ZHAO, Yongqi WANG, Lugen ZUO, Mulin LIU, Bin LI. Construction of an anxiety recognition model for patients with malignant gastrointestinal tumors based on multidimensional features and multiple interpretable machine learning[J]. Journal of Southern Medical University, 2026, 46(7): 1660-1670.
| Indicator type | Detailed indicators |
|---|---|
| Demographic indicators | Gender, age, BMI, marital status, economics, residence, religion |
| Comorbidity history | Past medical history |
| Personal history | Alcohol consumption history, alcohol consumption, smoking history |
| Scale indicators | PG-SGA, QLQ-C30 |
| Therapeutic factors | Initial diagnosis, diagnosis (stomach, colon, rectum and others), cancer recurrence/metastasis, stoma requirement, current treatments received, prior treatment received, length of hospital stay |
| Test indicators | Prealbumin, total protein, albumin, albumin/globulin ratio, total cholesterol, retinol-binding protein, C-reactive protein, white blood cell count, neutrophil, lymphocyte count, platelet count, mean platelet volume, platelet distribution width |
表1 消化道恶性肿瘤患者数据指标
Tab.1 Demographic and clinical data of patients with malignant gastrointestinal tumors
| Indicator type | Detailed indicators |
|---|---|
| Demographic indicators | Gender, age, BMI, marital status, economics, residence, religion |
| Comorbidity history | Past medical history |
| Personal history | Alcohol consumption history, alcohol consumption, smoking history |
| Scale indicators | PG-SGA, QLQ-C30 |
| Therapeutic factors | Initial diagnosis, diagnosis (stomach, colon, rectum and others), cancer recurrence/metastasis, stoma requirement, current treatments received, prior treatment received, length of hospital stay |
| Test indicators | Prealbumin, total protein, albumin, albumin/globulin ratio, total cholesterol, retinol-binding protein, C-reactive protein, white blood cell count, neutrophil, lymphocyte count, platelet count, mean platelet volume, platelet distribution width |
| Characteristics | Anxious patients (n=68) | Non-anxious patients (n=212) | χ2/t | P |
|---|---|---|---|---|
| Gender | 11.772 | <0.001 | ||
| Male | 33 (48.5) | 151 (71.2) | ||
| Female | 35( 51.5) | 61 (28.8) | ||
| Age (year, Mean±SD) | 60.8±11.7 | 63.9±10.7 | 2.085 | 0.303 |
| Marital status | 3.868 | 0.147 | ||
| Single | 1 (1.5) | 0 (0.0) | ||
| Married | 66 (97.0) | 211 (99.5) | ||
| Divorced | 1 (1.5) | 1 (0.5) | ||
| Monthly income (yuan) | 0.560 | 0.573 | ||
| <1000 | 36 (52.9) | 117 (55.2) | ||
| 1000-5000 | 28 (41.2) | 71 (33.5) | ||
| 5001-10 000 | 3 (4.4) | 17 (8.0) | ||
| >10 000 | 1 (1.5) | 7 (3.3) | ||
| Initial diagnosis | 1.942 | 0.163 | ||
| Yes | 39 (57.4) | 101 (47.6) | ||
| No | 29 (42.6) | 111 (52.4) | ||
| Diagnosis | 7.599 | 0.520 | ||
| Stomach | 17 (25.0) | 62 (29.2) | ||
| Colon | 18 (26.4) | 58 (27.4) | ||
| Rectum | 25 (36.8) | 86 (40.6) | ||
| Others* | 8 (11.8) | 6 (2.8) | ||
| Alcohol consumption history | 5.345 | 0.021 | ||
| No | 48 (70.6) | 116 (54.7) | ||
| Yes | 20 (29.4) | 96 (45.3) | ||
| Smoking | 2.881 | 0.090 | ||
| No | 47 (69.1) | 122 (57.5) | ||
| Yes | 21 (30.9) | 90 (42.5) | ||
| Residence | 0.245 | 0.621 | ||
| City | 25 (36.8) | 71 (33.5) | ||
| Village | 43 (63.2) | 141 (66.5) | ||
| Payment method (medical insurance) | 0.620 | 0.969 | ||
| Urban employees | 5 (7.3) | 19 (9.0) | ||
| Urban residents | 45 (66.2) | 134 (63.2) | ||
| Rural medical | 18 (26.5) | 56 (26.4) | ||
| Others# | 0 (0.0) | 3 (1.4) | ||
| Religion | 2.200 | 0.138 | ||
| No | 54 (79.4) | 184 (86.8) | ||
| Yes | 14 (20.6) | 28 (13.2) | ||
| Past medical history | 1.744 | 0.187 | ||
| No | 25 (36.8) | 60 (28.3) | ||
| Yes | 43 (63.2) | 152 (71.7) | ||
| Cancer recurrence/metastasis | 1.591 | 0.207 | ||
| No | 45 (66.2) | 157 (74.1) | ||
| Yes | 23(33.8) | 55(25.9) |
表2 焦虑状态与非焦虑状态患者人口统计学特征比较
Tab.2 Comparison of demographic characteristics between patients with and without anxiety [n (%)]
| Characteristics | Anxious patients (n=68) | Non-anxious patients (n=212) | χ2/t | P |
|---|---|---|---|---|
| Gender | 11.772 | <0.001 | ||
| Male | 33 (48.5) | 151 (71.2) | ||
| Female | 35( 51.5) | 61 (28.8) | ||
| Age (year, Mean±SD) | 60.8±11.7 | 63.9±10.7 | 2.085 | 0.303 |
| Marital status | 3.868 | 0.147 | ||
| Single | 1 (1.5) | 0 (0.0) | ||
| Married | 66 (97.0) | 211 (99.5) | ||
| Divorced | 1 (1.5) | 1 (0.5) | ||
| Monthly income (yuan) | 0.560 | 0.573 | ||
| <1000 | 36 (52.9) | 117 (55.2) | ||
| 1000-5000 | 28 (41.2) | 71 (33.5) | ||
| 5001-10 000 | 3 (4.4) | 17 (8.0) | ||
| >10 000 | 1 (1.5) | 7 (3.3) | ||
| Initial diagnosis | 1.942 | 0.163 | ||
| Yes | 39 (57.4) | 101 (47.6) | ||
| No | 29 (42.6) | 111 (52.4) | ||
| Diagnosis | 7.599 | 0.520 | ||
| Stomach | 17 (25.0) | 62 (29.2) | ||
| Colon | 18 (26.4) | 58 (27.4) | ||
| Rectum | 25 (36.8) | 86 (40.6) | ||
| Others* | 8 (11.8) | 6 (2.8) | ||
| Alcohol consumption history | 5.345 | 0.021 | ||
| No | 48 (70.6) | 116 (54.7) | ||
| Yes | 20 (29.4) | 96 (45.3) | ||
| Smoking | 2.881 | 0.090 | ||
| No | 47 (69.1) | 122 (57.5) | ||
| Yes | 21 (30.9) | 90 (42.5) | ||
| Residence | 0.245 | 0.621 | ||
| City | 25 (36.8) | 71 (33.5) | ||
| Village | 43 (63.2) | 141 (66.5) | ||
| Payment method (medical insurance) | 0.620 | 0.969 | ||
| Urban employees | 5 (7.3) | 19 (9.0) | ||
| Urban residents | 45 (66.2) | 134 (63.2) | ||
| Rural medical | 18 (26.5) | 56 (26.4) | ||
| Others# | 0 (0.0) | 3 (1.4) | ||
| Religion | 2.200 | 0.138 | ||
| No | 54 (79.4) | 184 (86.8) | ||
| Yes | 14 (20.6) | 28 (13.2) | ||
| Past medical history | 1.744 | 0.187 | ||
| No | 25 (36.8) | 60 (28.3) | ||
| Yes | 43 (63.2) | 152 (71.7) | ||
| Cancer recurrence/metastasis | 1.591 | 0.207 | ||
| No | 45 (66.2) | 157 (74.1) | ||
| Yes | 23(33.8) | 55(25.9) |
| Characteristics | Non-anxious patients (n=34) | Anxious patients (n=17) | χ2/t | P |
|---|---|---|---|---|
| Gender | 1.545 | 0.214 | ||
| Male | 20 (60.6) | 13 (39.4) | ||
| Female | 14 (77.8) | 4 (22.2) | ||
| Age (year, Mean±SD) | 62.5±10.2 | 59.2±10.0 | 1.075 | 0.288 |
| Marital status | 0.510 | 0.475 | ||
| Married | 33 (66.0) | 17 (34.0) | ||
| Divorced | 1 (100.0) | 0 (0.0) | ||
| Monthly income (yuan) | 4.196 | 0.241 | ||
| <1000 | 14 (73.7) | 5 (26.3) | ||
| 1000-5000 | 13 (65.0) | 7 (35.0) | ||
| 5001-10000 | 2 (33.3) | 4 (66.7) | ||
| >10000 | 5 (83.3) | 1 (16.7) | ||
| Initial diagnosis | 0.510 | 0.475 | ||
| Yes | 33 (66.0) | 17 (34.0) | ||
| No | 1 (100.0) | 0 (0.0) | ||
| Diagnosis | 0.04 | 0.842 | ||
| Colon | 15 (65.2) | 8 (34.8) | ||
| Rectum | 19 (67.9) | 9 (32.1) | ||
| Alcohol consumption history | 0.706 | 0.401 | ||
| No | 10 (58.8) | 7 (41.2) | ||
| Yes | 24 (70.6) | 10 (29.4) | ||
| Smoking history | 0.706 | 0.401 | ||
| No | 10 (58.8) | 7 (41.2) | ||
| Yes | 24 (70.6) | 10 (29.4) | ||
| Residence | 0.490 | 0.484 | ||
| City | 7 (58.3) | 5 (41.7) | ||
| Village | 27 (69.2) | 12 (30.8) | ||
| Payment method (medical insurance) | 2.472 | 0.291 | ||
| Urban employees | 3 (42.9) | 4 (57.1) | ||
| Urban residents | 30 (69.8) | 13 (30.2) | ||
| Others | 1 (100.0) | 0 (0.0) | ||
| Religion | 0.995 | 0.318 | ||
| No | 26 (63.4) | 15 (36.6) | ||
| Yes | 8 (80.0) | 2 (20.0) | ||
| Past medical history | 0.999 | 0.318 | ||
| No | 21 (72.4) | 8 (27.6) | ||
| Yes | 13 (59.1) | 9 (40.9) | ||
| Cancer recurrence/metastasis | 1.594 | 0.207 | ||
| No | 31 (64.6) | 17 (35.4) | ||
| Yes | 3 (100.0) | 0 (0.0) |
表3 外部验证集焦虑状态与非焦虑状态患者人口统计学特征比较
Tab.3 Comparison of demographic characteristics between patients with and without anxiety in external validation set [n (%)]
| Characteristics | Non-anxious patients (n=34) | Anxious patients (n=17) | χ2/t | P |
|---|---|---|---|---|
| Gender | 1.545 | 0.214 | ||
| Male | 20 (60.6) | 13 (39.4) | ||
| Female | 14 (77.8) | 4 (22.2) | ||
| Age (year, Mean±SD) | 62.5±10.2 | 59.2±10.0 | 1.075 | 0.288 |
| Marital status | 0.510 | 0.475 | ||
| Married | 33 (66.0) | 17 (34.0) | ||
| Divorced | 1 (100.0) | 0 (0.0) | ||
| Monthly income (yuan) | 4.196 | 0.241 | ||
| <1000 | 14 (73.7) | 5 (26.3) | ||
| 1000-5000 | 13 (65.0) | 7 (35.0) | ||
| 5001-10000 | 2 (33.3) | 4 (66.7) | ||
| >10000 | 5 (83.3) | 1 (16.7) | ||
| Initial diagnosis | 0.510 | 0.475 | ||
| Yes | 33 (66.0) | 17 (34.0) | ||
| No | 1 (100.0) | 0 (0.0) | ||
| Diagnosis | 0.04 | 0.842 | ||
| Colon | 15 (65.2) | 8 (34.8) | ||
| Rectum | 19 (67.9) | 9 (32.1) | ||
| Alcohol consumption history | 0.706 | 0.401 | ||
| No | 10 (58.8) | 7 (41.2) | ||
| Yes | 24 (70.6) | 10 (29.4) | ||
| Smoking history | 0.706 | 0.401 | ||
| No | 10 (58.8) | 7 (41.2) | ||
| Yes | 24 (70.6) | 10 (29.4) | ||
| Residence | 0.490 | 0.484 | ||
| City | 7 (58.3) | 5 (41.7) | ||
| Village | 27 (69.2) | 12 (30.8) | ||
| Payment method (medical insurance) | 2.472 | 0.291 | ||
| Urban employees | 3 (42.9) | 4 (57.1) | ||
| Urban residents | 30 (69.8) | 13 (30.2) | ||
| Others | 1 (100.0) | 0 (0.0) | ||
| Religion | 0.995 | 0.318 | ||
| No | 26 (63.4) | 15 (36.6) | ||
| Yes | 8 (80.0) | 2 (20.0) | ||
| Past medical history | 0.999 | 0.318 | ||
| No | 21 (72.4) | 8 (27.6) | ||
| Yes | 13 (59.1) | 9 (40.9) | ||
| Cancer recurrence/metastasis | 1.594 | 0.207 | ||
| No | 31 (64.6) | 17 (35.4) | ||
| Yes | 3 (100.0) | 0 (0.0) |
| Model | Hyperparameter search ranges |
|---|---|
| Baseline LR | penalty=l2; C=1.0; solver=lbfgs; max_iter=5000; random_state=42; tol=1e-4 |
| LR | C ∈ {0.5, 1.0, 2.0, 5.0, 8.0, 10.0}; penalty ∈ {l2, elasticnet}; solver ∈ {lbfgs, saga}; l1_ratio ∈ {0.1, 0.3, 0.5, 0.7, 0.9}( only elasticnet);class_weight ∈ {balanced, {0:1,1:1.2}}; max_iter=5000;tol=1e-4; warm_start=True |
| RF | n_estimators=200; max_depth ∈ {6, 8}; min_samples_split ∈ {8, 10}; min_samples_leaf=3; max_features='log2'; max_leaf_nodes ∈ {15, 20}; bootstrap=True; oob_score=True; class_weight='balanced'; criterion='gini'; ccp_alpha ∈ {0.01, 0.02} |
| DT | max_depth ∈ {10, 12, 15}; min_samples_split ∈ {4, 6, 8}; min_samples_leaf ∈ {2, 3, 4}; max_features ∈ {'sqrt', 'log2', None};min_impurity_decrease ∈ {0.0001, 0.0005}; class_weight='balanced'; criterion ∈ {'gini', 'entropy'}; splitter='best'; ccp_alpha ∈ {0.001, 0.005} |
| KNN | n_neighbors ∈ {5, 7, 9, 11, 13};weights ∈ {'uniform', 'distance'};p ∈ {1, 2};leaf_size ∈ {10, 20, 30}; algorithm ∈ {'ball_tree', 'kd_tree'};metric ∈ {'minkowski', 'cosine', 'euclidean'} |
| SVM | C ∈ {0.1, 1, 10, 100}; gamma ∈ {'scale', 'auto', 0.001, 0.01, 0.1}; kernel ∈ {'rbf', 'linear', 'poly'}; class_weight='balanced'; probability=True; tol=1e-3; max_iter=10000 |
| LightGBM | n_estimators=100; learning_rate=0.1; max_depth=2; num_leaves=10; scale_pos_weight=pos_weight |
表4 机器学习超参数搜寻范围
Tab.4 Hyperparameter search ranges for each machine learning model
| Model | Hyperparameter search ranges |
|---|---|
| Baseline LR | penalty=l2; C=1.0; solver=lbfgs; max_iter=5000; random_state=42; tol=1e-4 |
| LR | C ∈ {0.5, 1.0, 2.0, 5.0, 8.0, 10.0}; penalty ∈ {l2, elasticnet}; solver ∈ {lbfgs, saga}; l1_ratio ∈ {0.1, 0.3, 0.5, 0.7, 0.9}( only elasticnet);class_weight ∈ {balanced, {0:1,1:1.2}}; max_iter=5000;tol=1e-4; warm_start=True |
| RF | n_estimators=200; max_depth ∈ {6, 8}; min_samples_split ∈ {8, 10}; min_samples_leaf=3; max_features='log2'; max_leaf_nodes ∈ {15, 20}; bootstrap=True; oob_score=True; class_weight='balanced'; criterion='gini'; ccp_alpha ∈ {0.01, 0.02} |
| DT | max_depth ∈ {10, 12, 15}; min_samples_split ∈ {4, 6, 8}; min_samples_leaf ∈ {2, 3, 4}; max_features ∈ {'sqrt', 'log2', None};min_impurity_decrease ∈ {0.0001, 0.0005}; class_weight='balanced'; criterion ∈ {'gini', 'entropy'}; splitter='best'; ccp_alpha ∈ {0.001, 0.005} |
| KNN | n_neighbors ∈ {5, 7, 9, 11, 13};weights ∈ {'uniform', 'distance'};p ∈ {1, 2};leaf_size ∈ {10, 20, 30}; algorithm ∈ {'ball_tree', 'kd_tree'};metric ∈ {'minkowski', 'cosine', 'euclidean'} |
| SVM | C ∈ {0.1, 1, 10, 100}; gamma ∈ {'scale', 'auto', 0.001, 0.01, 0.1}; kernel ∈ {'rbf', 'linear', 'poly'}; class_weight='balanced'; probability=True; tol=1e-3; max_iter=10000 |
| LightGBM | n_estimators=100; learning_rate=0.1; max_depth=2; num_leaves=10; scale_pos_weight=pos_weight |
| Model (test) | Accuracy | Precision | Recall | Specificity | F1-Score | AUC (95% CI) |
|---|---|---|---|---|---|---|
| Baseline_LR | 0.52 | 0.31 | 0.79 | 0.43 | 0.45 | 0.60(0.43-0.77) |
| LR | 0.61 | 0.35 | 0.64 | 0.60 | 0.45 | 0.71(0.54-0.86) |
| RF | 0.73 | 0.48 | 0.86 | 0.69 | 0.62 | 0.85 (0.71-0.96) |
| DT | 0.71 | 0.46 | 0.79 | 0.69 | 0.58 | 0.81 (0.71-0.89) |
| KNN | 0.54 | 0.33 | 0.86 | 0.43 | 0.48 | 0.68 (0.53-0.82) |
| SVM | 0.52 | 0.29 | 0.64 | 0.48 | 0.40 | 0.69(0.51-0.86) |
| LightGBM | 0.75 | 0.5 | 0.86 | 0.71 | 0.63 | 0.78 (0.61-0.91) |
表5 机器学习算法预测焦虑的性能比较
Tab.5 Predicting performance of the machine learning algorithms
| Model (test) | Accuracy | Precision | Recall | Specificity | F1-Score | AUC (95% CI) |
|---|---|---|---|---|---|---|
| Baseline_LR | 0.52 | 0.31 | 0.79 | 0.43 | 0.45 | 0.60(0.43-0.77) |
| LR | 0.61 | 0.35 | 0.64 | 0.60 | 0.45 | 0.71(0.54-0.86) |
| RF | 0.73 | 0.48 | 0.86 | 0.69 | 0.62 | 0.85 (0.71-0.96) |
| DT | 0.71 | 0.46 | 0.79 | 0.69 | 0.58 | 0.81 (0.71-0.89) |
| KNN | 0.54 | 0.33 | 0.86 | 0.43 | 0.48 | 0.68 (0.53-0.82) |
| SVM | 0.52 | 0.29 | 0.64 | 0.48 | 0.40 | 0.69(0.51-0.86) |
| LightGBM | 0.75 | 0.5 | 0.86 | 0.71 | 0.63 | 0.78 (0.61-0.91) |
| Feature | Importance |
|---|---|
| Total cholesterol | 0.0406 |
| Gender | 0.0224 |
| Albumin | 0.0157 |
| Platelet count | 0.0152 |
| White blood cell count | 0.0121 |
| Retinol-binding protein | 0.0116 |
| Total protein | 0.0115 |
| BMI | 0.0098 |
| C-reactive protein | 0.0096 |
| Platelet distribution width | 0.0095 |
表6 特征权重数值表
Tab.6 Table of feature weights
| Feature | Importance |
|---|---|
| Total cholesterol | 0.0406 |
| Gender | 0.0224 |
| Albumin | 0.0157 |
| Platelet count | 0.0152 |
| White blood cell count | 0.0121 |
| Retinol-binding protein | 0.0116 |
| Total protein | 0.0115 |
| BMI | 0.0098 |
| C-reactive protein | 0.0096 |
| Platelet distribution width | 0.0095 |
图8 关键特征SHAP依赖图
Fig.8 Key feature SHAP dependency plots. A: Total cholesterol SHAP dependency plot. B: Retinol-binding protein SHAP dependency plot. C: Lymphocyte count SHAP dependency plot. D: BMI SHAP dependency plot.
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